--- document_id: KC-POL-GOV-001 title: Document Control Policy document_type: Policy domain: Governance version: 1.0 status: Active owner: Business Owner reviewers: - Operations Staff approver: Business Owner effective_date: 2026-04-03 next_review_date: 2027-04-03 supersedes: None related_documents: - KC-PRO-GOV-001 related_systems: - Kell Creations Platform - Policy Repository - Forgejo Git - Compliance Evidence Repository retention_period: 3 years confidentiality: Internal --- # Purpose The purpose of this policy is to establish a controlled and auditable process for creating, reviewing, approving, publishing, revising, superseding, retaining, and retiring official Kell Creations governance and operational documents. # Scope This policy applies to all controlled documents maintained within the Kell Creations repository structure, including: - policies - procedures - standards - guidelines - forms - exception records This policy applies to all business areas using the policy repository, including governance, operations, ecommerce, marketing, manufacturing, finance, information technology, security, and privacy. # Policy Statement Kell Creations shall maintain all controlled documents through a defined document lifecycle that supports traceability, version control, formal approval, and retention of evidence. Controlled documents must be: - uniquely identified - versioned - assigned an owner - reviewed before activation - approved before publication to active status - retained in version-controlled form - retired when superseded, obsolete, or withdrawn No document shall be treated as active policy unless it is stored in the approved repository structure, has required metadata, and has been formally approved. # Document Lifecycle Requirements ## Draft A document begins in draft status while being authored or revised. Draft documents must: - use an approved template where applicable - include required metadata - identify an owner - be stored in the `drafts/` area unless formally advanced ## Review A document moves to review status when the owner determines it is ready for formal evaluation. Review documents must: - identify reviewers - be evaluated for completeness, clarity, and applicability - remain unchanged except through controlled revision ## Active A document becomes active only after formal approval by the named approver. Active documents must: - include an effective date - include a next review date - be stored in the `active/` area - be referenced in the document register ## Revision and Supersession When an active document is changed materially, the revised version must proceed through draft and review before replacing the active version. Superseded versions must not remain in the active area. ## Retirement A document shall be retired when it is no longer needed, replaced, withdrawn, or no longer applicable. Retired documents must: - be moved to the `retired/` area - retain their historical metadata - be referenced in the control log - retain supporting retirement evidence when required # Metadata Requirements All controlled documents must include front matter with the required metadata fields defined in the repository guidance. Missing or incomplete metadata makes a document ineligible for active status. # Version Control Requirements Controlled documents must be maintained in the Kell Creations Git repository. All lifecycle changes must be traceable through version history and supporting control records. Git history supports technical traceability, but document register and control log updates are still required for formal lifecycle accountability. # Roles and Responsibilities ## Business Owner The Business Owner shall: - approve active policies and procedures unless delegated otherwise - ensure document control is enforced - review high-impact governance changes - approve retirement of major governing documents - ensure repository integrity and governance consistency ## Document Owner The document owner shall: - maintain document accuracy - initiate review when updates are needed - ensure metadata is complete - coordinate revisions and corrections - ensure the document is moved through the proper lifecycle state ## Reviewers Reviewers shall: - evaluate assigned documents for accuracy and applicability - provide timely feedback - identify conflicts, ambiguity, or missing controls ## Operations Staff Operations Staff shall: - use active documents as authoritative references - support document updates where assigned - avoid relying on draft or retired documents for active operations # Document Registers and Evidence The following records must be maintained: - `policy-register.csv` - `document-control-log.csv` - `review-calendar.csv` - `exception-register.csv` when applicable Approval, review, exception, and retirement evidence should be preserved under the `evidence/` structure when required by the document type or business need. # Exceptions Exceptions to this policy must be documented, justified, approved, time-bounded where appropriate, and recorded as controlled exception records. No informal exception overrides this policy. # Compliance and Enforcement Failure to maintain document control may result in: - use of outdated or unauthorized guidance - inconsistent business execution - loss of approval traceability - reduced audit readiness Noncompliant documents may be withdrawn from active use until corrected. # Review and Revision History | Version | Date | Description | Author | Approver | |---|---|---|---|---| | 1.0 | 2026-04-03 | Initial active release | Business Owner | Business Owner |